Scheduled - Notice Date: June 17, 2021

To: Small Exchange Participants

Notice Number MN-2021-146

Subject: Trade Adjustments

The Small Exchange, Inc. promotes fair and orderly markets. In specific circumstances, including when trades occur at a price outside the Non-Reviewable range pursuant to Appendix A of the Rulebook, the Small Exchange may adjust the trade(s); provided such adjustments are to a price consistent with Exchange Rules.

Consistent with this approach, on June 17, 2021, between 9:59:24 AM CT and 10:00:24 AM CT, 28 trades in S30YN21 were executed at the below prices and have been adjusted to 22.10.

Executed Prices:
2 trades at 22.97
2 trades at 23.17
4 trades at 23.26
6 trades at 23.28
2 trades at 23.39
2 trades at 23.48
2 trades at 23.58
6 trades at 23.60
2 trades at 23.66

For More Information
Small Exchange Operations
ops@thesmallexchange.com
Jun 17, 14:14 CDT

Scheduled - Notice Date: June 17, 2021

To: Small Exchange Participants

Notice Number: REG-2021-145

Subject: SMFE-2021-008 Product Certification for Small Cannabis Equity Index Futures Contract

Effective June 21, 2021, and pending all relevant CFTC regulatory review periods, the Small Exchange, Inc. is self-certifying the initial listing of the Small Cannabis Equity Index Futures Contract for trading on the Small Exchange.


Go here to view the full filing: https://smallexchange-com.cdn.prismic.io/smallexchange-com/8f1ef73a-3067-4bbd-aaa6-3088c952a2f8_SMFE+2021-008+-+Product+Certification+for+Small+Cannabis+Equity+Index+Futures+Contract.pdf
Jun 17, 10:51 CDT

Scheduled - Notice Date: June 16, 2021

To: Small Exchange Participants

Notice Number: REG-2021-144

Subject: Amendment to Small Exchange’s Fee Schedule

Effective July 1, 2021, and pending all relevant CFTC regulatory review periods, the Small Exchange Inc. will adopt amendments to its fee schedule.

To view the full CFTC filing: https://smallexchange-com.cdn.prismic.io/smallexchange-com/8cbab431-3469-42af-915a-328e1d977479_SMFE+2021-007+Amendment+to+Small+Exchange+Fee+Schedule.pdf
Jun 16, 11:42 CDT