SMFE 2020-011 - Amendment to Small Exchange Rule 524 - CTI Codes
Scheduled Maintenance Report for Small Exchange Public Status
Completed
The scheduled maintenance has been completed.
Posted Jul 28, 2020 - 16:06 CDT
Scheduled
Notice Date: June 30, 2020

To: Small Exchange Participants

Notice Number: REG-2020-114

Subject: SMFE 2020-011 - Amendment to Small Exchange Rule 524 - CTI Codes

Effective July 20, 2020, and pending all relevant CFTC regulatory review periods, the Small Exchange, Inc. will adopt amendments to Rule 524. The Rule change will update the Exchange’s Customer Type Indicator (CTI) Codes so they are consistent with the descriptions provided by the National Futures Association.

Go here to view the full Rule change: https://prismic-io.s3.amazonaws.com/smallexchange-com/bcd331d3-54b9-4a53-87e1-36a2783fe511_SMFE+2020-011+-+Amendment+to+Small+Exchange+Rule+524+-+CTI+Codes.pdf
Posted Jun 30, 2020 - 15:08 CDT
This scheduled maintenance affected: SMFE Market Notices (Market Notices).