Self-Certification Pursuant to CFTC Regulation 40.6 - Regarding Small Exchange, Inc.’s Market Maker Incentive Program; and Modification of d/b/a for Small Exchange, Inc. (SMFE)
Scheduled Maintenance Report for Small Exchange Public Status
Completed
The scheduled maintenance has been completed.
Posted Sep 28, 2022 - 14:22 CDT
Scheduled
Notice Date: September 28, 2022

To: Small Exchange Participants

Notice Number: REG-2022-047

Re: SMFE 2022-023: Self-Certification Pursuant to CFTC Regulation 40.6 - Regarding Small Exchange, Inc.’s Market Maker Incentive Program; and Modification of d/b/a for Small Exchange, Inc. (SMFE)

Small Exchange, Inc. d/b/a crypto.com | Derivatives North America submits notice to the Commission that the Exchange is launching a Market Maker Incentive Program (“Program”) for various eligible contracts, as set forth on the attached Exhibit A, which is attached hereto and incorporated herein by reference. The Program will become effective on October 13, 2022, and be operative through December 30, 2022.

The Exchange also submits notice of a modification to the self-certification dated September 2, 2022 (SMFE 2022-21). In this submission, it was noted that the Exchange would continue operating its business under the name “crypto.com | Derivatives”. The Exchange has determined that, at this time, it will use the d/b/a name “crypto.com | Derivatives North America”, on a prospective basis. Amendments to the Rulebook have been updated accordingly to include references to “crypto.com | Derivatives North America”, as appropriate.

Go here to view the full filing:
https://smallexchange-com.cdn.prismic.io/smallexchange-com/0e24ab9f-fa22-4f93-9b73-0e3679e42c25_SMFE+2022-023-+Self-Certification+Pursuant+to+CFTC+Regulation+40.6+-+Regarding+Small+Exchange_+Inc.%E2%80%99s+Market+Maker+Incentive+Program.pdf
Posted Sep 28, 2022 - 14:17 CDT
This scheduled maintenance affected: SMFE Market Notices (Market Notices).