Small Exchange Trade Adjustments
Scheduled Maintenance Report for Small Exchange Public Status
Completed
The scheduled maintenance has been completed.
Posted Jun 17, 2021 - 14:17 CDT
Scheduled
Notice Date: June 17, 2021

To: Small Exchange Participants

Notice Number MN-2021-146

Subject: Trade Adjustments

The Small Exchange, Inc. promotes fair and orderly markets. In specific circumstances, including when trades occur at a price outside the Non-Reviewable range pursuant to Appendix A of the Rulebook, the Small Exchange may adjust the trade(s); provided such adjustments are to a price consistent with Exchange Rules.

Consistent with this approach, on June 17, 2021, between 9:59:24 AM CT and 10:00:24 AM CT, 28 trades in S30YN21 were executed at the below prices and have been adjusted to 22.10.

Executed Prices:
2 trades at 22.97
2 trades at 23.17
4 trades at 23.26
6 trades at 23.28
2 trades at 23.39
2 trades at 23.48
2 trades at 23.58
6 trades at 23.60
2 trades at 23.66

For More Information
Small Exchange Operations
ops@thesmallexchange.com
Posted Jun 17, 2021 - 14:14 CDT
This scheduled maintenance affected: SMFE Market Notices (Market Notices).